Start a Broker/Dealer
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Project Management

The HedgeCo Legal and Compliance Consulting Group is able to plan, organize, and manage your firm's resources to successfully complete specific project goals and objectives. Our approach uses Six Sigma tools, which provides a disciplined, data-driven approach and methodology that increases operational efficiency. The HedgeCo team is experienced in managing domestic and international projects, including budgeting, auditing, subcontractor negotiation and management, and personnel management. Our goal is to establish an effective culture of compliance in your firm without losing sight of the importance of sales productivity. Our project management services include:


  • FINRA Rule 3012 supervisory controls

  • FINRA Rule 3013 annual CEO certification

  • Sarbanes-Oxley compliance

  • New product disclosure and suitability

  • Advertising and marketing

  • International team and project management

  • Critical problem solving

  • Conceptual innovation

  • International networking

  • Complex research and analysis

  • Application of regulatory requirements

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Description of Project