Start a Broker/Dealer
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Regulatory Compliance and Advisory Services

In any business environment, firms must establish long-term goals. Understanding these goals become increasingly important during times of financial crisis and economic uncertainty. HedgeCo understands the challenges that face today's business owners and the resource constraints that add to the burden of compliance with applicable rules and regulations. Furthermore, the government is in the process of establishing new regulatory compliance requirements for all companies, big and small, in an effort to justify the trillions of dollars dispersed in the form of bail-outs.


The HedgeCo Legal and Compliance Group serves as a cost-effective strategic partner working with your key decision makers whether you are a large corporation or a small entrepreneurial company. Our consulting team consists of management professionals that help you achieve operational efficiency while complying to all regulations. Some of the services we provide include:


  1. Registration/licensing requirements

  2. Sarbanes-Oxley 404 compliance

  3. Governance, risk, and compliance support

  4. IT governance and compliance

  5. CEO/CFO advisory and support services

  6. Enterprise risk management services

  7. Management and technology consulting

  8. Forensic accounting and litigation consulting

  9. Project management and consulting

  10. Turnaround and crisis management

  11. Acquisition and merger due dilligence


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